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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Milwaukee | WI | 07/2014 | 10/2018 |
| Rw Baird | Milwaukee | WI | 12/2018 | 06/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2024 | Present |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 07/2024 | Present |
Name and Address: Rental Property 239 W 61st St Milwaukee WI 53213 Start Date: 11/20/20 Hours Spent: 0-6 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Owner/Landlord Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-23 |
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