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Inactive

Andy Mai

Mariner

Overland Park,, KS

Boston, MA

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Current Employers
Mariner

5700 West 112Th Street Suite 500, Overland Park,, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-04-22
  • MA RA
    APPROVED
    Since 2020-04-22

Branch Locations

5700 West 112Th Street Suite 500, Overland Park,, KS 66211 • United States

One Marina Park Drive 16Th Floor, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Boston MA 06/2015 03/2017
Mml Investors Services, Llc Boston MA 03/2017 11/2021
Baystate Wealth Management Boston MA 09/2019 12/2020
Baystate Wealth Management Boston MA 01/2021 12/2022
Baystate Wealth Management Boston MA 01/2023 12/2023
Mariner Managed Account Solutions, Llc Boston MA 01/2024 Present
Metlife Securities Inc. Boston MA 12/2015 03/2017
  • 06/2015 → 03/2017
    Metlife Securities Inc.
    Boston, MA
  • 03/2017 → 11/2021
    Mml Investors Services, Llc
    Boston, MA
  • 09/2019 → 12/2020
    Baystate Wealth Management
    Boston, MA
  • 01/2021 → 12/2022
    Baystate Wealth Management
    Boston, MA
  • 01/2023 → 12/2023
    Baystate Wealth Management
    Boston, MA
  • 01/2024 → Present
    Mariner Managed Account Solutions, Llc
    Boston, MA
  • 12/2015 → 03/2017
    Metlife Securities Inc.
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-19
  • S66 Uniform Combined State Law Examination
    2015-11-19
Designations

View on SEC IAPD

Other Firms

MARINER
MARINER INDEPENDENT
MARINER WEALTH
PCG WEALTH MANAGEMENT
MARINER ADVISOR NETWORK
ASPEN PRIVATE CREDIT MANAGER, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MARINER INSTITUTIONAL, LLC

Other Investors

ALANA DENNEY SCOTT
MARK RICHARD VLASIC
MATTHEW DOUGLAS FISHER
LISA BRINIG
KATRINA DELORES RADENBERG
JAMES KENNETH VIERS
DEANN MICHELE ELMORE
BRETT CHRISTOPHER KUNSHEK

Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS
MARINER · Overland Park, KS

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