Keith Calandra

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 06/2017
  Hennion & Walsh Inc
  Parsippany, NJ
• 06/2017 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 08/2017 → 01/2020
  Bank Of America, N.A.
  Pennington, NJ
• 01/2020 → 09/2022
  Pgim Investments,Llc
  Newark, NJ
• 01/2020 → 09/2022
  Prudential Investment Management Services Llc
  Newark, NJ
• 01/2020 → 09/2022
  Pgim Investments,Llc
  Newark, NJ
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Previous Registrations

• 2020-01-17 → 2022-09-21
  Pgim Investments Llc
  Newark, NJ
• 2017-08-07 → 2020-01-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  Princeton, NJ
  Princeton, NJ

Other Businesses

THIS IS JUST A RENTAL PROPERTY UNDER MY NAME(NO BUSINESS ENTITY SUCH AS LLC, CORPORATION, ETC.) POSITION: This is a rental property that I own and lease to tenants. Everything is done under myself (NO BUSINESS ENTITY SUCH AS LLC, CORPORATION, ETC.) NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2022 ADDRESS: 30 DIVERTY ROAD, PENNINGTON NJ 08534, United States DESCRIPTION: Rental property which I own taking up less then an hour per month to manage. RENTAL PROPERTY UNDER MY NAME POSITION: Property owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 422 Wedgewood Circle, Belford NJ 07718, United States DESCRIPTION: Manage rental property (service calls, rent payments, etc.)

Exams

• S66 Uniform Combined State Law Examination
  2017-08-04
• S63 Uniform Securities Agent State Law Examination
  2014-12-09

Other Names

• Keith P Calandra
• Keith Calandra
• Keith Paul Calandra