Elliot James Coffey

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 11/2015 → 03/2017
  Bank Of America, N.A.
  Houston, TX
• 03/2017 → 05/2019
  Td Ameritrade
  Houston, TX
• 07/2019 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2017-03-10 → 2019-05-01
  Td Ameritrade, Inc.
  Houston, TX
• 2017-03-10 → 2019-05-01
  Td Ameritrade Investment Management, Llc
  Houston, TX
• 2016-03-14 → 2017-03-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

Name of Outside Business:KWTX NEWS 10; Investment Related:No; Address of Outside Business:Waco, Texas; Nature of Outside Business:Other; Position:ON-Air talent; Start Date:9/3/2016; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Sitting on a panel and talking about college football ?Name of the other business: BAYLOR UNIVERSITY ?Investment-related? NO ?Address of the other business: 1311 S 5TH STREET, WACO, TX, 76706 ?Nature of the other business: BAYLOR FOOTBALL ?Position, title, or relationship with the other business: RADIO HOST ?Start date of your relationship: 09/03/16 ?Approximate number of hours/month you devote to the other business: SIX-TEN ?Number of hours you devote to the other business during securities trading hours: ZERO ?Duties relating to the other business: RADIO HOST FOR BAYLOR FOOTBALL

Exams

• S66 Uniform Combined State Law Examination
  2016-03-11

Other Names

• Elliot James Coffey
• Elliot J Coffey