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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-22 |
| TX | RA | APPROVED | 2019-04-15 |
| IL | RA | APPROVED | 2019-04-10 |
Branch Locations
4695 Macarthur Ct Ste 1100, Newport Beach, CA 92660 • United States
Irvine, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Oakbrooke Terrace | IL | 10/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Newport Beach | CA | 03/2020 | Present |
Outside Employment; Gold Sentinel Inc; Financial Advising for Ameriprise, the OBA pays me; Manage advisory business; 4695 MacArthur Ct, Suite 1100, Newport Beach, CA, 92660; Investment-Related; 05/31/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-12 |
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