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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-03 |
Branch Locations
801 N Brand Blvd Suite 1400, Glendale, CA 91203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Glendale | CA | 10/2014 | Present |
| New York Life Insurance | Glendale | CA | 06/2014 | Present |
| Capital Edge Insurance & Financial Services, Inc. | Glendale | CA | 10/2018 | 10/2025 |
| Frontline Finance & Insurance Services Llc | Glendale | CA | 03/2024 | Present |
| Eagle Strategies Llc | Glendale | CA | 12/2025 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 801 N Brand Blvd Penthouse Suite Glendale, CA 91203; Start Date 02/2018; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 20 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Frontline Finance & Insurance Services LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; GLENDALE CA; START DATE: 03/2024][Ashley Ethridge LLC - Dormant; opened LLC to potentially offset tax purposes - no business activity as of yet; 801 N Brand Blvd Glendale, CA 91203; Start Date 01/2025; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-13 |
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