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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ibm | Endicott | NY | 03/2001 | 03/2025 |
| Deborah Primeau Tax Service | Oswego | NY | 01/2012 | Present |
| Hd Vest Financial Services | Oswego | NY | 06/2014 | 09/2017 |
| Pruco Securities Llc | Dewitt | NY | 01/2019 | 02/2019 |
| Lpl Financial Llc | Slingerlands | NY | 12/2020 | 02/2024 |
| Lpl Financial Llc | Oswego | NY | 06/2025 | Present |
1. 06/11/2025 - Harbor Summit Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Oswego, NY 13126 - Start date: 06/06/2025 - 40 Hrs/Mth - 2 Hrs During Trading - Time Spent: 25 2. 06/11/2025 - Deborah Primeau Income Tax Service - Tax Prep/Accounting/CPA - Investment Related - Oswego, NY 13126 -Start date: 01/01/2011 - 80 Hrs/Mth - 4 Hrs During Trading - Time Spent: 50.. 3. 07/16/2025 - Private Advisor Group - Registered Investment Advisor Hybrid - Inv Rel - At reported business location(s). - Start date: 06/06/2025 - 40 Hrs/Mth - 2 Hrs During Trading - Time Spent: 25.. I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2025. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-16 |
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