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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-14
  • NY RA
    APPROVED
    Since 2025-08-14

Branch Locations

94 West Bridge Street, Oswego, NY 13126 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ibm Endicott NY 03/2001 03/2025
Deborah Primeau Tax Service Oswego NY 01/2012 Present
Hd Vest Financial Services Oswego NY 06/2014 09/2017
Pruco Securities Llc Dewitt NY 01/2019 02/2019
Lpl Financial Llc Slingerlands NY 12/2020 02/2024
Lpl Financial Llc Oswego NY 06/2025 Present
  • 03/2001 → 03/2025
    Ibm
    Endicott, NY
  • 01/2012 → Present
    Deborah Primeau Tax Service
    Oswego, NY
  • 06/2014 → 09/2017
    Hd Vest Financial Services
    Oswego, NY
  • 01/2019 → 02/2019
    Pruco Securities Llc
    Dewitt, NY
  • 12/2020 → 02/2024
    Lpl Financial Llc
    Slingerlands, NY
  • 06/2025 → Present
    Lpl Financial Llc
    Oswego, NY
Other Businesses

1. 06/11/2025 - Harbor Summit Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Oswego, NY 13126 - Start date: 06/06/2025 - 40 Hrs/Mth - 2 Hrs During Trading - Time Spent: 25 2. 06/11/2025 - Deborah Primeau Income Tax Service - Tax Prep/Accounting/CPA - Investment Related - Oswego, NY 13126 -Start date: 01/01/2011 - 80 Hrs/Mth - 4 Hrs During Trading - Time Spent: 50.. 3. 07/16/2025 - Private Advisor Group - Registered Investment Advisor Hybrid - Inv Rel - At reported business location(s). - Start date: 06/06/2025 - 40 Hrs/Mth - 2 Hrs During Trading - Time Spent: 25.. I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2025. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-14
S63 Uniform Securities Agent State Law Examination 2014-10-16
  • S65 Uniform Investment Adviser Law Examination
    2025-08-14
  • S63 Uniform Securities Agent State Law Examination
    2014-10-16

View on SEC IAPD

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