Joseph Schager

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2017-01-17
TX	RA	APPROVED	2017-01-12

GA RA
APPROVED

Since 2017-01-17
TX RA
APPROVED

Since 2017-01-12

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs & Co.	New York	NY	07/2015	10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	12/2016	Present
Bank Of America, N.A.	Atlanta	GA	01/2017	Present

07/2015 → 10/2016

Goldman Sachs & Co.

New York, NY
12/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
01/2017 → Present

Bank Of America, N.A.

Atlanta, GA

Other Businesses

I*2042285, Entity Type Fiduciary, Name of OBA: KS Address: Roswell, Georgia, 30076 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 16-Oct-2024 No Hours: 1 yearly No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-04

S66 Uniform Combined State Law Examination

2015-09-04

Other Names

Joseph Schager

View on SEC IAPD