Daniel A Montesinos

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 11/2018
  Morgan Stanley
  South Jordan, UT
• 11/2018 → 09/2020
  Wells Fargo Clearing Services
  Salt Lake City, UT
• 12/2020 → 07/2022
  E*Trade Securities Llc
  Sandy, UT
• 12/2020 → 07/2022
  E*Trade Capital Management Llc
  Sandy, UT
• 08/2020 → 11/2020
  E-Telequote
  Clearwater, FL
• 08/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jordan, UT
• 10/2022 → Present
  Bank Of America N.A.
  West Jordan, UT

Previous Registrations

• 2021-01-06 → 2022-07-28
  Harrisdirect Llc
  Arlington, VA
  Sandy, UT
• 2018-12-04 → 2020-09-08
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 2013-08-06 → 2018-11-19
  Morgan Stanley
  South Jordan, UT

Other Businesses

1. Doordash2. Investment Related: No3. 116 New Montgomery St. San Francisco CA 941054. Delivery Services5. Contractor6. 11/01/20197. Hours devoted to business: 208. Hours devoted during Securities business: 09. I deliver goods from businesses to customers of Doordash. I*4717312 Entity Type: Entity For Profit Name of OBA: Precision Medical Address: Provo, Utah, 84606 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 06/22/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: Medical Care, family practice Sell subscription plans to potential existing Precision Medical clients and prospects.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-08-02
• S63 Uniform Securities Agent State Law Examination
  2006-06-16

Other Names

• Daniel A Montesinos-Prada
• Daniel A Montesinos
• Daniel Montesinos
• Daniel A Prada