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Edina, MN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-29 |
| MN | RA | APPROVED | 2026-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors, Llc | Denver | CO | 06/2014 | 03/2018 |
| E*Trade Securities Llc | Denver | CO | 09/2018 | 09/2023 |
| Unemployed | Delta | CO | 03/2018 | 09/2018 |
| Morgan Stanley | Denver | CO | 09/2023 | 03/2025 |
| Morgan Stanley | Denver | CO | 01/2023 | 03/2025 |
| Financial Strategies Group | Denver | CO | 03/2025 | 05/2026 |
| Cetera Advisors Llc | St. Cloud | MN | 03/2025 | 05/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2025 | 05/2026 |
| Swan Wealth Management Llc | Edina | MN | 04/2024 | Present |
| Jackson National Life Distributors Llc | Denver | CO | 07/2014 | 03/2018 |
| E*Trade Capital Management, Llc | Denver | CO | 10/2018 | 09/2023 |
| Swan Tax Services Llc | Edina | MN | 05/2025 | Present |
| Swan Insurance Services Llc | Edina | MN | 05/2025 | Present |
| Swan Wealth Management Llc | Edina | MN | 05/2026 | Present |
(1) Swan Tax Services LLC; No; Edina, MN; Tax Preparer; 05/2025; 3% of time is spent on this activity (2) Swan Insurance Services LLC; Yes; Edina, MN; Insurance Agent; 05/2025; 2% of time is spent on this activity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-31 |
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