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Prime Capital Financial CRD 288712
$39.1B regulatory AUM 1,816 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-06-10 |
| TX | RA | APPROVED | 2019-06-10 |
Branch Locations
1835 E Republic Rd #104, Springfield, MO 65804 • United States
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Mutual Fund Store | Springfield | MO | 06/2014 | 10/2016 |
| Financial Engines Advisor Center, Llc | Springfield | MO | 10/2016 | 11/2016 |
| Financial Engines Advisors L.L.C. | Springfield | MO | 11/2016 | 06/2019 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 06/2019 | Present |
1) RAMSEY SOLUTIONS/SMARTVESTOR, INVESTMENT RELATED, 1835 E REPUBLIC RD, #201, SPRINGFIELD, MO 65804, PROVIDING FINANCIAL ADVICE FOR REFERRALS FROM RAMSEY SOLUTIONS FOR INVESTORS SEEKING FINANCIAL ADVICE, FINANCIAL ADVISOR, 07/24/19, 80 HOURS PER MONTH, 40 HOURS PER MONTH DURING TRADING HOURS, PROVIDING FINANCIAL ADVICE FOR REFERRALS FROM RAMSEY SOLUTIONS FOR INVESTORS SEEKING FINANCIAL ADVICE 2) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 3) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT,04/2023, 5 HRS./MO., 5 HRS. HOURS DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-30 |
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