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Christian K Conner

Prime Capital Financial

Springfield, MO

Overland Park, KS

CRD 6361864

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Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-06-10
TX RA APPROVED 2019-06-10
  • MO RA
    APPROVED
    Since 2019-06-10
  • TX RA
    APPROVED
    Since 2019-06-10

Branch Locations

1835 E Republic Rd #104, Springfield, MO 65804 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mutual Fund Store Springfield MO 06/2014 10/2016
Financial Engines Advisor Center, Llc Springfield MO 10/2016 11/2016
Financial Engines Advisors L.L.C. Springfield MO 11/2016 06/2019
Prime Capital Investment Advisors, Llc Overland Park KS 06/2019 Present
  • 06/2014 → 10/2016
    The Mutual Fund Store
    Springfield, MO
  • 10/2016 → 11/2016
    Financial Engines Advisor Center, Llc
    Springfield, MO
  • 11/2016 → 06/2019
    Financial Engines Advisors L.L.C.
    Springfield, MO
  • 06/2019 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Previous Registrations
  • 2016-11-30 → 2019-06-20
    Springfield, MO
  • 2016-10-13 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Springfield, MO
    Overland Park, KS
  • 2014-06-30 → 2016-10-21
    The Mutual Fund Store
    Springfield, MO
Other Businesses

1) RAMSEY SOLUTIONS/SMARTVESTOR, INVESTMENT RELATED, 1835 E REPUBLIC RD, #201, SPRINGFIELD, MO 65804, PROVIDING FINANCIAL ADVICE FOR REFERRALS FROM RAMSEY SOLUTIONS FOR INVESTORS SEEKING FINANCIAL ADVICE, FINANCIAL ADVISOR, 07/24/19, 80 HOURS PER MONTH, 40 HOURS PER MONTH DURING TRADING HOURS, PROVIDING FINANCIAL ADVICE FOR REFERRALS FROM RAMSEY SOLUTIONS FOR INVESTORS SEEKING FINANCIAL ADVICE 2) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 3) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT,04/2023, 5 HRS./MO., 5 HRS. HOURS DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-30
  • S65 Uniform Investment Adviser Law Examination
    2014-06-30

View on SEC IAPD

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