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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-20
  • GA RA
    APPROVED
    Since 2023-07-20

Branch Locations

Atlanta, GA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Decatur GA 02/1999 06/2023
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 06/2023
Empower Financial Services, Inc Greenwood Village CO 07/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 07/2023 Present
  • 02/1999 → 06/2023
    Wachovia Bank, N.A.
    Decatur, GA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Atlanta, GA
  • 11/2016 → 06/2023
    Atlanta, GA
  • 07/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 07/2023 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

LATICE DESIGNS, LLC; NOT INV. RELATED; ATLANTA,GA; 100% OWNERSHIP; START DATE 05/15/2022; NUMBER OF HOURS PER MONTH 15; NUMBER OF HOURS DURING TRADING 0; BALLOON SERVICE BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
S63 Uniform Securities Agent State Law Examination 2006-06-09
  • S66 Uniform Combined State Law Examination
    2022-03-25
  • S63 Uniform Securities Agent State Law Examination
    2006-06-09
Other Names
  • Tamika Reid
  • Tamika Latrese Reid

View on SEC IAPD

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