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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-07-20 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Decatur | GA | 02/1999 | 06/2023 |
| Wells Fargo Advisors Llc | Atlanta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 06/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 07/2023 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 07/2023 | Present |
LATICE DESIGNS, LLC; NOT INV. RELATED; ATLANTA,GA; 100% OWNERSHIP; START DATE 05/15/2022; NUMBER OF HOURS PER MONTH 15; NUMBER OF HOURS DURING TRADING 0; BALLOON SERVICE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-09 |
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