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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-09-08 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Chicago, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 06/2014 | Present |
OTHER BUSINESS NAME:LBAB INVESTMENTS, LLC. LOCATION: CHICAGO. NATURE OF BUSINESS: INVESTMENT IN A RESTAURANT. POSITION OR TITLE: INVESTOR. RESPONSIBILITIES: SOLELY INVESTED IN A RESTAURANT, EL HEFE CHICAGO . INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL / DURING MARKET HOURS): 0 HOURS PER MONTH/ 0 HOURS DURING MARKET HOURS OTHER BUSINESS NAME: MONTINI CATHOLIC HIGH SCHOOL. LOCATION: LOMBARD, IL. NATURE OF BUSINESS: HIGH SCHOOL SPORTS. POSITION OR TITLE: VOLUNTEER FOOTBALL COACH. RESPONSIBILITIES: WIDE RECEIVER COACH. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL / DURING MARKET HOURS): 32.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-05 |
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