Benjamin Patrick Otte

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2018
  Commonwealth Fiancial Network
  San Diego, CA
• 08/2018 → 08/2019
  Reliant Missions
  Austin, TX
• 08/2019 → Present
  Kestra Financial, Inc.
  Austin, TX
• 03/2018 → 08/2018
  Unemployed
  San Diego, CA
• 06/2020 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2019-09-17 → 2020-06-02
  Kestra Advisory Services, Llc
  Austin, TX
• 2017-03-27 → 2018-03-21
  Commonwealth Financial Network
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2016-10-21
• S63 Uniform Securities Agent State Law Examination
  2015-04-27