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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-02
VA RA APPROVED 2015-08-28
  • TX RA
    APPROVED_RES
    Since 2019-08-02
  • VA RA
    APPROVED
    Since 2015-08-28

Branch Locations

14410 Sommerville Ct, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2014 06/2020
Equitable Advisors, Llc New York NY 08/2014 Present
Other Businesses

SELLING TRADITIONAL OR FIXED INSURANCE PRODUCTS (INCLUDING HEALTH AND DISABILITY INSURANCE) ON BEHALF OF ISSUERS OR CARRIERS OTHER THAN EQUITABLE AND OTHER THAN THOSE ISSUERS OR CARRIERS WHOSE PRODUCTS MAY BE SOLD THROUGH EQUITABLE NETWORK, LLC, PROVIDED SUCH ACTIVITY IS NOT INCONSISTENT WITH THE TERMS OF THE ASSOCIATE'S AGREEMENT WITH THE COMPANY AND NOT OTHERWISE PROHIBITED BY THE COMPANY.08/01/2015 Anthem General agency Health annual compensation 5500 08/31/2017 Minnesota Life General agency Indexed Universal Life Less than $10,000 per year12/03/2018 H&R Block (Multiple Locations) Tax Preparer 24 hours per month $1,100.00 monthlyAS OF 12/18/2018, IS A TAX PREPARER FOR MARLYN JONES, CPA, WHO IS A TRUSTED ADVISOR WITH EQUITABLE ADVISORS. MARLYN JONES, LLC - 14410 SOMMERVILLE COURT, MIDLOTHIAN, VA 23113. 80HRS/MONTH. DBA: HERITAGE FINANCIAL GROUP

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-17
S63 Uniform Securities Agent State Law Examination 2014-09-05
  • S65 Uniform Investment Adviser Law Examination
    2015-08-17
  • S63 Uniform Securities Agent State Law Examination
    2014-09-05
Other Names
  • James Martin Creech

View on SEC IAPD

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