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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-07-14
TX RA APPROVED 2026-07-14
  • OH RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED
    Since 2026-07-14

Branch Locations

30675 Solon Rd., Suite 202, Solon, OH 44139 • United States

30675 Solon Rd., Suite 202, Solon, OH 44139 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Highland Hills OH 01/2015 03/2017
Mml Investors Services, Llc Solon OH 03/2017 07/2026
Massmutual Life Insurance Co Solon OH 07/2016 07/2026
Lpl Financial Llc Solon OH 07/2026 Present
  • 01/2015 → 03/2017
    Metlife Securities, Inc.
    Highland Hills, OH
  • 03/2017 → 07/2026
    Solon, OH
  • 07/2016 → 07/2026
    Massmutual Life Insurance Co
    Solon, OH
  • 07/2026 → Present
    Solon, OH
Previous Registrations
  • 2017-03-25 → 2026-07-22
    Solon, OH
    Springfield, MA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Highland Hills, OH
    Solon, OH
  • 2014-08-26 → 2015-01-02
    New England Securities
    Highland Hills, OH
Other Businesses

1. 07/2026 - Regal Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 07/14/2026 2. 07/2026 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 07/14/2026

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-09-08
  • S63 Uniform Securities Agent State Law Examination
    2014-09-08

View on SEC IAPD

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