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Edward James Alexander

Ameriprise Financial Services, LLC

Roseville, CA

Westlake Village, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-01
CA RA APPROVED 2019-05-09
  • TX RA
    APPROVED_RES
    Since 2024-02-01
  • CA RA
    APPROVED
    Since 2019-05-09

Branch Locations

Roseville, CA • United States

3027 Townsgate Rd Ste 200, Westlake Village, CA 91361-5863 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Francisco CA 01/2016 02/2018
Ameriprise Financial Services, Inc Akron OH 06/2018 03/2020
Unemployed Cuyahoga Falls OH 02/2018 06/2018
Ameriprise Financial Services, Llc Westlake Village CA 03/2020 Present
  • 01/2016 → 02/2018
    Ameriprise Financial Services, Inc.
    San Francisco, CA
  • 06/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Akron, OH
  • 02/2018 → 06/2018
    Unemployed
    Cuyahoga Falls, OH
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-02
S63 Uniform Securities Agent State Law Examination 2015-01-23
  • S65 Uniform Investment Adviser Law Examination
    2015-10-02
  • S63 Uniform Securities Agent State Law Examination
    2015-01-23
Other Names
  • Ed Alexander

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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