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Hugo Navarro

Fisher Investments

Tampa, FL

Plano, TX

CRD 6360803

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-06
TX RA APPROVED 2025-04-30
  • FL RA
    APPROVED
    Since 2025-05-06
  • TX RA
    APPROVED
    Since 2025-04-30

Branch Locations

3109 W Dr. Martin Luther King Blvd Suite 600 Suite 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Simi Valley CA 01/2010 07/2019
Wells Fargo Advisors Llc Simi Valley CA 06/2014 11/2016
Wells Fargo Clearing Services, Llc Simi Valley CA 11/2016 07/2019
Hsbc Bank Usa, N.A. New York NY 07/2019 09/2021
Hsbc Securites Usa, Inc. New York NY 08/2019 09/2021
Nexa Mortgage Llc Chandler AZ 09/2021 08/2022
New York Life Insurance Company Glendale CA 05/2022 01/2025
Nylife Securities Llc Glendale CA 09/2022 01/2025
Lumio Lehi UT 02/2022 09/2023
Fisher Investments Tampa FL 01/2025 Present
  • 01/2010 → 07/2019
    Wells Fargo Bank Na
    Simi Valley, CA
  • 06/2014 → 11/2016
    Wells Fargo Advisors Llc
    Simi Valley, CA
  • 11/2016 → 07/2019
    Wells Fargo Clearing Services, Llc
    Simi Valley, CA
  • 07/2019 → 09/2021
    Hsbc Bank Usa, N.A.
    New York, NY
  • 08/2019 → 09/2021
    Hsbc Securites Usa, Inc.
    New York, NY
  • 09/2021 → 08/2022
    Nexa Mortgage Llc
    Chandler, AZ
  • 05/2022 → 01/2025
    New York Life Insurance Company
    Glendale, CA
  • 09/2022 → 01/2025
    Nylife Securities Llc
    Glendale, CA
  • 02/2022 → 09/2023
    Lumio
    Lehi, UT
  • 01/2025 → Present
    Fisher Investments
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-30
S63 Uniform Securities Agent State Law Examination 2014-08-12
  • S65 Uniform Investment Adviser Law Examination
    2025-04-30
  • S63 Uniform Securities Agent State Law Examination
    2014-08-12

View on SEC IAPD

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