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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-03-15 |
| TX | RA | APPROVED | 2024-03-15 |
Branch Locations
1650 Market St Floor 47, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Philadelphia | PA | 07/2014 | Present |
Entity Name: Project HOME Investment related: No Address: https://www.projecthome.org/ 1515 Fairmount Avenue, Philadelphia, PA 19130 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The mission of the Project HOME community is to empower adults, children, and families to break the cycle of homelessness and poverty. Will serve on Investment Committee but not part of the board Entity Name: Conservation Center for Art & Historic Artifacts Investment related: Yes Address: Address: 264 S 23rd St, Philadelphia, PA 19103 ccaha.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Organization focused on preservation and conserving art and historic artifacts. Have been on the board for a year and am stepping into a finance and investment committe member role. Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 duties: Organization focused on preservation and conserving art and historic artifacts. Have been on the board for a year and am stepping into a finance and investment committe member role. Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 duties: Organization focused on preservation and conserving art and historic artifacts. Have been on the board for a year and am stepping into a finance and investment committe member role. Entity Name: Fairmount Park Conservancy Investment related: Yes Address: Ohio House, 4700 States Drive , Philadelphia, Pennsylvania 19131 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 12/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 duties: Fairmount Park Conservancy is a 501(c)(3) non-profit that leads and supports efforts to improve Philadelphia's parks. I serve on the board of this organization as a board member - was not required to pre clear per i comply last year. However, I am joining the Finance & Investment Committee in Dec 2023 and just resubmitting to make sure that this new role within the board is documented" Entity Name: Orchid Collections (Pvt) Ltd Investment related: Yes Address: 110/8 Nugegoda, Sri-Lanka other business: Textiled based manufacturing company Position/Title/Relationship: Director Start Date: 03-Mar-2015 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Director on the board not involved in day to day management of the company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-20 |
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