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Steve Jarrin

Ubs Financial Services Inc.

Miami, FL

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-10
CA RA APPROVED 2020-12-11
  • FL RA
    APPROVED
    Since 2024-07-10
  • CA RA
    APPROVED
    Since 2020-12-11

Branch Locations

Miami, FL • United States

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Del Mar CA 11/2011 05/2017
Wells Fargo Clearing Services, Llc Del Mar CA 06/2014 05/2017
Jp Morgan Chase Bank San Diego CA 05/2017 09/2018
Jp Morgan Securities, Llc San Diego CA 05/2017 09/2018
Wells Fargo Bank, Na San Diego CA 09/2018 12/2020
Wells Fargo Clearing Services, Llc San Diego CA 10/2018 12/2020
Ubs Financial Services Inc. Miami FL 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
S63 Uniform Securities Agent State Law Examination 2014-08-12
  • S66 Uniform Combined State Law Examination
    2018-12-21
  • S63 Uniform Securities Agent State Law Examination
    2014-08-12
Other Names
  • Steve Jarrin
  • Steve Fabian Jarrin
  • Steve Fabian Jarrin
  • Steve Jarrin

View on SEC IAPD

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