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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-29 |
Branch Locations
Wilmington, OH • United States
901 3Rd Ave S Routing S14/3235, Minneapolis, MN 55402-3367 • United States
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-04 |
Branch Locations
Soki Osj - Main Office 525 Vine Street, 20Th Floor, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 07/2013 | 01/2019 |
| J.P. Morgan Securities Llc | Westerville | OH | 08/2019 | 10/2020 |
| Unemployed | Columbus | OH | 02/2019 | 07/2019 |
| Fidelity Brokerage Services Llc | Covington | KY | 06/2014 | 01/2019 |
| J.P. Morgan Securities Llc | Westerville | OH | 10/2020 | 03/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2023 | 05/2024 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | 05/2024 |
| The Huntington Investment Company | Akron | OH | 05/2024 | Present |
| Ameriprise Financial Services, Llc | Wilmington | OH | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-24 |
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