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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| PA | RA | APPROVED | 2016-05-13 |
Branch Locations
67 Commerce Dr Ste 2, Wyomissing, PA 19610 • United States
Sinking Spring, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wyomissing | PA | 05/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Wyomissing | PA | 03/2020 | Present |
Board of Directors; Reedy Estates HOA; Vice-President Reedy Estates HOA; 1600 Springhouse Road, , Sinking Spring, PA, 19608; Not Investment-Related; 05/15/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-08 |
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