Joseph Valeri

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-03-29
NJ	RA	APPROVED	2022-03-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors, Llc.	Delran	NJ	06/2014	11/2016
Wells Fargo Bank Na	Delran	NJ	04/2013	03/2022
Wells Fargo Clearing Services, Llc	Delran	NJ	11/2016	03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	02/2022	Present
Bank Of America, N.A.	Pennington	NJ	02/2022	Present

06/2014 → 11/2016

Wells Fargo Advisors, Llc.

Delran, NJ
04/2013 → 03/2022

Wells Fargo Bank Na

Delran, NJ
11/2016 → 03/2022

Wells Fargo Clearing Services, Llc

Delran, NJ
02/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
02/2022 → Present

Bank Of America, N.A.

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-13
S63	Uniform Securities Agent State Law Examination	2014-08-12