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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-23
  • NJ RA
    APPROVED
    Since 2021-06-23

Branch Locations

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

297 Route 72 W, Manahawkin, NJ 08050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Barnegat NJ 06/2014 11/2016
Wells Fargo Bank Na Barnegat NJ 10/2012 Present
Wells Fargo Clearing Services, Llc Barnegat NJ 11/2016 Present
  • 06/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Barnegat, NJ
  • 10/2012 → Present
    Wells Fargo Bank Na
    Barnegat, NJ
  • 11/2016 → Present
    Barnegat, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-09
S63 Uniform Securities Agent State Law Examination 2014-12-27
  • S66 Uniform Combined State Law Examination
    2021-02-09
  • S63 Uniform Securities Agent State Law Examination
    2014-12-27

View on SEC IAPD

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