Evan Ball

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 07/2019
  Wells Fargo Bank Na
  West Hills, CA
• 06/2014 → 11/2016
  Wells Fargo Advisors Llc
  West Hills, CA
• 11/2016 → 07/2019
  Wells Fargo Clearing Services, Llc
  West Hills, CA
• 09/2019 → 09/2021
  Wells Fargo Bank, Na
  Pacific Palisades, CA
• 09/2019 → 09/2021
  Wells Fargo Clearing Services, Llc
  Pacific Palisades, CA
• 03/2022 → 01/2023
  Pruco Securities Llc
  Sherman Oaks, CA
• 10/2021 → 02/2022
  Unemployed
  Van Nuys, CA
• 07/2022 → 01/2023
  The Prudential Insurance Company Of America
  Sherman Oaks, CA
• 01/2023 → 02/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodland Hills, CA
• 03/2023 → 02/2024
  Bank Of America, N.A.
  Woodland Hills, CA
• 02/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2023-02-17 → 2024-02-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodland Hills, CA
• 2022-08-19 → 2023-02-03
  Pruco Securities, Llc.
  Sherman Oaks, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-06-18
• S63 Uniform Securities Agent State Law Examination
  2014-08-12

Other Names

• Evan Ball
• Evan Samuel Ball