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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-07-30 |
| NJ | RA | APPROVED | 2026-07-30 |
| NC | RA | APPROVED | 2025-04-16 |
| CO | RA | APPROVED | 2024-01-26 |
| MO | RA | APPROVED | 2024-01-26 |
| FL | RA | APPROVED | 2023-10-16 |
| ND | RA | APPROVED | 2023-10-16 |
| SD | RA | APPROVED | 2023-10-16 |
| AK | RA | APPROVED | 2023-10-12 |
| CA | RA | APPROVED | 2023-10-12 |
| HI | RA | APPROVED | 2023-10-12 |
| ID | RA | APPROVED | 2023-10-12 |
| MN | RA | APPROVED | 2023-10-12 |
| OR | RA | APPROVED | 2023-10-12 |
| WA | RA | APPROVED | 2023-10-12 |
| WI | RA | APPROVED | 2023-10-12 |
| TX | RA | APPROVED | 2023-10-02 |
Branch Locations
2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Houston | TX | 08/2016 | 11/2016 |
| 42 Floors | San Francisco | CA | 12/2016 | 06/2017 |
| Manvel Automotive (Southfork Chrysler Dodge Jeep Ram) | Manvel | TX | 06/2017 | 03/2022 |
| Foundation Automotive (Southfork Chrysler Dodge Jeep Ram) | Manvel | TX | 03/2022 | 06/2023 |
| Valic Financial Advisors, Inc. | Houston | TX | 06/2023 | Present |
| Aiga | Houston | TX | 06/2023 | Present |
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/26/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Securities Insurance products for AGIA MY WIFE'S RESALE BUSINESS POSITION: Husband of the business owner NATURE: My wife goes to resale shops and finds clothing and other items to resell on Poshmark, Ebay and other online resale outlets. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2023 ADDRESS: 16802 Dampier Drive, Humble TX 77346, United States DESCRIPTION: I have no duties in her business, but since we file jointly on taxes I was told to disclose since this affects our joint income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-28 |
| S65 | Uniform Investment Adviser Law Examination | 2014-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-14 |
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