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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • SC RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States

100 S Main St St C, Summerville, SC 29483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 06/2014 08/2023
Minnnesota Life Insurance Co St Paul MN 06/2014 08/2023
Commonwealth Financial Daniel Island SC 06/2014 Present
Cetera Wealth Services, Llc Daniel Island SC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2014 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 06/2014 → 08/2023
    Minnnesota Life Insurance Co
    St Paul, MN
  • 06/2014 → Present
    Commonwealth Financial
    Daniel Island, SC
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Daniel Island, SC
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-09-17 → 2023-08-10
    Securian Financial Services, Inc.
    Daniel Island, SC
    Summerville, SC
    St. Paul, MN
Other Businesses

MUSIC MOBILE POSITION: Member NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2014 ADDRESS: , Mount Pleasant SC , United States DESCRIPTION: Member TEA CITY PROPERTIES POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 102 Lucretia Lane, Summerville SC 29483, United States DESCRIPTION: I have 2 rental properties that are setup to be managed by other companies. I may acquire more properties if the opportunity seems profitable. The entire goal is to make everything turnkey and passive where I don't have to do anything really throughout the year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-13
  • S66 Uniform Combined State Law Examination
    2014-09-13

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