Malik Mandel Moore

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-02-05
NJ	RA	APPROVED	2021-12-22
TX	RA	APPROVED_RES	2017-03-16
MD	RA	APPROVED	2017-03-06

DC RA
APPROVED

Since 2026-02-05
NJ RA
APPROVED

Since 2021-12-22
TX RA
APPROVED_RES

Since 2017-03-16
MD RA
APPROVED

Since 2017-03-06

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	12/2016	Present
Comcast	White Marsh	MD	02/2015	12/2016
Morgan State	Baltimore	MD	08/2011	Present
Bank Of America, N.A.	Hunt Valley	MD	03/2019	Present

12/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
02/2015 → 12/2016

Comcast

White Marsh, MD
08/2011 → Present

Morgan State

Baltimore, MD
03/2019 → Present

Bank Of America, N.A.

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-04

S66 Uniform Combined State Law Examination

2017-03-04

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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