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2040 Main Street Suite 720, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-08 |
Branch Locations
2040 Main Street Suite 720, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Thousand Oaks | CA | 06/2014 | 06/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2021 | 07/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2021 | 07/2022 |
| Richardson Financial | Woodland Hills | CA | 06/2014 | 07/2022 |
| Benefit Services Financial Group | Irvine | CA | 07/2022 | Present |
| Richardson And Company, Cpas. Inc. | Oakdale | CA | 12/2014 | 07/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-09-09 |
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