Jeremy Scott Mocek

Employer firm

Richard P. Slaughter Associates, Inc. CRD 109080

$905M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 03/2019
  Ambassador Advisors, Llc
  Lancaster, PA
• 02/2019 → 12/2019
  Lovett And Associates;
  Waco, TX
• 03/2019 → 12/2019
  Cetera Advisor Networks
  El Segundo, CA
• 12/2019 → 10/2023
  Academy Capital Management
  Waco, TX
• 10/2023 → 07/2026
  Richard P Slaughter Associates
  Austin, TX
• 07/2026 → Present
  Richard P Slaughter Associates
  Austin, TX

Previous Registrations

• 2019-12-16 → 2023-11-14
  Academy Capital Management
  Waco, TX
• 2015-04-09 → 2019-12-19
  Faithward Advisors, Llc
  Lancaster, PA
• 2019-03-01 → 2019-12-11
  Cetera Advisors Llc
  Waco, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-09
• S63 Uniform Securities Agent State Law Examination
  2014-10-15

Designations

• Certified Financial Planner