Timothy Tyrone Ashley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 02/2021
  Transamerica Financial Advisors, Inc
  Greenwood Village, CO
• 04/2014 → 02/2021
  World Financial Group, Inc.
  Greenwood Village, CO
• 09/2015 → 02/2021
  Global Integration Partners
  Cheyenne, WY
• 05/2015 → 02/2021
  Netlaw Inc
  Louisville, KY
• 05/2017 → Present
  6A Management Corp.
  Leesburg, VA
• 01/2020 → Present
  Microsoft Corporation
  Redmond, WA
• 02/2021 → Present
  Lpl Financial Llc
  Leesburg, VA

Previous Registrations

• 2017-02-28 → 2021-02-10
  Transamerica Financial Advisors, Llc
  Englewood, CO

Other Businesses

1)01/15/2021 - AVL Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/15/2021 - Microsoft Corporation - Principal Program Manager - Non-Inv Rel - At Reported Business Location(s) - Start: 01/2020 - 160 Hr/Mth 3)01/15/2021 - 6A Management Corp - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 05/2017 - 50 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-14
• S63 Uniform Securities Agent State Law Examination
  2014-07-15

Other Names

• Timothy Ashley