Andrew S Phillips

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 12/2018
  Putnam Inv./Putnam Retail Management
  Andover, MA
• 12/2018 → Present
  First Republic Investment Management, Inc
  Boston, MA
• 12/2018 → 09/2023
  First Republic Securities Company, Llc
  Boston, MA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Boston, MA
• 10/2023 → Present
  Jp Morgan Chase Bank, N.A.
  Boston, MA

Previous Registrations

• 2019-01-17 → 2025-03-18
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA
• 2017-09-06 → 2018-12-11
  Putnam Investment Management, Llc
  Andover, MA
  Boston, MA
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-16
• S63 Uniform Securities Agent State Law Examination
  2014-08-30

Other Names

• Andrew S Phillips
• Andrew Shea Phillips