Joshua R Ouellette

Employer firm

Principle Wealth CRD 290180

$3.20B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 02/2017
  Putnam Retail Management
  Andover, MA
• 02/2017 → 02/2023
  Morgan Stanley & Co. Llc
  New York, NY
• 03/2023 → Present
  Principle Wealth Partners Llc
  Madison, CT

Previous Registrations

• 2016-07-12 → 2017-02-14
  Putnam Investment Management, Llc
  Andover, MA
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-30
• S63 Uniform Securities Agent State Law Examination
  2014-08-28

Designations

• Certified Financial Planner