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1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-03-16 |
Branch Locations
1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Sycamore | IL | 06/2014 | 01/2020 |
| Tribella Grill | Batavia | IL | 07/2009 | 12/2022 |
| Resource Bank | Dekalb | IL | 01/2020 | 05/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2020 | 05/2021 |
| Cetera Investment Advisers Llc | Dekalb | IL | 01/2020 | 05/2021 |
| Sorrento'S Restaurant | Maple Park | IL | 01/2023 | Present |
| Forum Financial Management, Lp | Lombard | IL | 11/2021 | Present |
| Forum Financial Management, Lp | Lombard | IL | 03/2023 | Present |
1) Sorrento's Restaurant; Not investment-related; 50W187 IL-64, Maple Park, IL 60151; Restaurant; Server; 01/2023; 25 hours per month; 0 hours during securities trading hours; Server.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-04 |
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