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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-02-25 |
| TX | RA | APPROVED | 2020-02-25 |
Branch Locations
Western Springs, IL • United States
1411 Opus Place, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2014 | 01/2020 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 03/2015 | 01/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2016 | 01/2020 |
| Thrivent Investment Management Inc | Downers Grove | IL | 01/2020 | Present |
| Thrivent Financial | Appleton | WI | 01/2020 | 03/2020 |
| Thrivent Financial | Appleton | WI | 03/2020 | Present |
MOUNT CARMEL HIGH SCHOOL ALUMNI ASSOCIATION POSITION: Board member NATURE: Volunteer Alumni organization for Mount Carmel High School INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 6410 S. Dante Ave., Chicago IL 60637, United States DESCRIPTION: Organize alumni activities and events
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-11 |
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