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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-07-21
  • VA RA
    APPROVED
    Since 2023-07-21

Branch Locations

8405 Greensboro Dr Suite 230, Mc Lean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Mclean VA 10/2015 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 07/2023
Northwestern Mutual Investment Services Llc Mclean VA 07/2023 Present
Aubrey Rosser Mclean VA 07/2023 03/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2023 08/2024
Aubrey J. Rosser Iii, Inc. Mclean VA 03/2024 Present
Northwestern Mutual Insurance Company Milwaukee WI 07/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2024 Present
  • 10/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Mclean, VA
  • 11/2016 → 07/2023
    Mclean, VA
  • 07/2023 → Present
    Mclean, VA
  • 07/2023 → 03/2024
    Aubrey Rosser
    Mclean, VA
  • 08/2023 → 08/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2024 → Present
    Aubrey J. Rosser Iii, Inc.
    Mclean, VA
  • 07/2024 → Present
    Northwestern Mutual Insurance Company
    Milwaukee, WI
  • 11/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. 100% OWNER, 1256 BEVERLY RD, 1256 BEVERLY RD, MCLEAN, , VIRGINIA, 22101, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/15/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD, investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-25
  • S66 Uniform Combined State Law Examination
    2014-08-25

View on SEC IAPD

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