Cole Alan Welsh

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2023
  Transamerica Retirement Solutions
  Wichita, KS
• 08/2015 → 11/2023
  Transamerica Investors Securities Corporation
  Wichita, KS
• 04/2024 → Present
  Transamerica Investors Securities Corporation
  Wichita, KS
• 12/2023 → 03/2024
  N/A
  Wichita, KS
• 04/2024 → Present
  Transamerica Life Insurance Company
  Wichita, KS

Previous Registrations

• 2015-09-03 → 2023-11-01
  Transamerica Retirement Advisors, Llc
  Wichita, KS
• 2015-04-07 → 2015-08-18
  Keating Financial Advisory Services
  Wichita, KS
  Manhattan, KS
• 2015-03-16 → 2015-08-14
  Raymond James Financial Services Advisors, Inc
  Wichita, KS

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-03-14
• S63 Uniform Securities Agent State Law Examination
  2014-10-03