Nicole Kathryn Poteat

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 08/2015 → 07/2017
  Goldman Sachs
  New York, NY
• 08/2017 → 08/2017
  N/A
  New York, NY

Other Businesses

I*109629 For profit or not for profit: For-Profit Organization Name of outside business organization: Gaingels Investment related: N Address of business: New York City, New York 10012 Nature of business: Partnership, Position, title, association: Committee Member, Start date of relationship: 1/1/2016 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am a member of a venture capital syndicate. We hear pitches from early stage companies with an LGBT c-level executive and choose which companies to invest in as a group. I can opt in to whichever deals I choose. I*2667338, Entity Type: Entity Charitable, Name of OBA: Congregation Emanu-El of Westchester, Address: Rye, New York, 10580, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 08/04/2025, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: assist with community events, temple management decisions, religious organization

Exams

• S66 Uniform Combined State Law Examination
  2018-01-12

Other Names

• Nicole Poteat