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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-04
  • NY RA
    APPROVED
    Since 2024-04-04

Branch Locations

Huntington Station, NY • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Services Co., Inc. Great Neck NY 01/2017 12/2018
E*Trade Securities Llc Garden City NY 12/2018 10/2020
E*Trade Financial Corporation Garden City NY 12/2018 10/2020
Edward Jones Smithtown NY 02/2021 05/2022
Unemployed Huntington Station NY 11/2020 01/2021
Edward Jones Smithtown NY 02/2021 05/2022
Td Ameritrade Investment Management, Llc Great Neck NY 05/2017 12/2018
Apifiny Inc. New York NY 05/2022 11/2022
Catapanos Refinishing Corp Huntington Station NY 08/2016 02/2017
Massachusetts Mutual Life Insurance Co Syosset NY 08/2016 10/2016
Jp Morgan Chase Bank, N.A. Greenvale NY 01/2023 03/2024
Jp Morgan Securities, Llc Greenvale NY 01/2023 03/2024
Unemployed Huntington Station NY 12/2022 12/2022
Empower Financial Services, Inc Greenwood Village CO 04/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
  • 01/2017 → 12/2018
    Td Ameritrade Services Co., Inc.
    Great Neck, NY
  • 12/2018 → 10/2020
    E*Trade Securities Llc
    Garden City, NY
  • 12/2018 → 10/2020
    E*Trade Financial Corporation
    Garden City, NY
  • 02/2021 → 05/2022
    Smithtown, NY
  • 11/2020 → 01/2021
    Unemployed
    Huntington Station, NY
  • 02/2021 → 05/2022
    Smithtown, NY
  • 05/2017 → 12/2018
    Td Ameritrade Investment Management, Llc
    Great Neck, NY
  • 05/2022 → 11/2022
    Apifiny Inc.
    New York, NY
  • 08/2016 → 02/2017
    Catapanos Refinishing Corp
    Huntington Station, NY
  • 08/2016 → 10/2016
    Massachusetts Mutual Life Insurance Co
    Syosset, NY
  • 01/2023 → 03/2024
    Jp Morgan Chase Bank, N.A.
    Greenvale, NY
  • 01/2023 → 03/2024
    Greenvale, NY
  • 12/2022 → 12/2022
    Unemployed
    Huntington Station, NY
  • 04/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2024 → Present
    Greenwood Village, CO
Previous Registrations
  • 2023-01-19 → 2024-03-08
    Greenvale, NY
  • 2021-02-26 → 2022-05-26
    Smithtown, NY
  • 2018-12-26 → 2020-11-10
    Harrisdirect Llc
    Garden City, NY
    Arlington, VA
  • 2017-05-26 → 2018-12-10
    Td Ameritrade, Inc.
    Manhasset, NY
  • 2017-05-31 → 2018-12-10
    Td Ameritrade Investment Management, Llc
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-25
S63 Uniform Securities Agent State Law Examination 2014-07-24
  • S66 Uniform Combined State Law Examination
    2017-05-25
  • S63 Uniform Securities Agent State Law Examination
    2014-07-24
Other Names
  • Anthony James Catapano
  • Anthony J Catapano
  • Anthony J Catapano
  • Anthony Catapano
  • Anthony James Catapano

View on SEC IAPD

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