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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-10 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Naperville | IL | 06/2014 | 02/2021 |
| The Lighthouse Institute Inc | North Aurora | IL | 02/2016 | 02/2018 |
| Redwing Financial Llc | Naperville | IL | 02/2018 | 02/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2021 | 07/2021 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 03/2021 | 07/2021 |
| Lpl Financial Llc | Downers Grove | IL | 08/2021 | Present |
| Highpoint Advisor Group, Llc | Downers Grove | IL | 01/2022 | Present |
1)10/18/2021 - HighPoint Advisor Group, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) . 2) 01/27/2022 - HighPoint Planning Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/26/2022 - 5 Hrs/Mth - 5 Hrs During Trading. 3) 09/30/2022 - Professional Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:8/12/2021 . 4) 09/16/2025 - HighPoint Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:10/18/2021 - 40 Hrs/Mth - 40 Hrs During Trading.I provide administrative support to HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-08 |
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