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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-10
  • IL RA
    APPROVED
    Since 2024-04-10

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Naperville IL 06/2014 02/2021
The Lighthouse Institute Inc North Aurora IL 02/2016 02/2018
Redwing Financial Llc Naperville IL 02/2018 02/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2021 07/2021
Northwestern Mutual Investment Services Llc Milwaukee WI 03/2021 07/2021
Lpl Financial Llc Downers Grove IL 08/2021 Present
Highpoint Advisor Group, Llc Downers Grove IL 01/2022 Present
  • 06/2014 → 02/2021
    Lpl Financial Llc
    Naperville, IL
  • 02/2016 → 02/2018
    The Lighthouse Institute Inc
    North Aurora, IL
  • 02/2018 → 02/2021
    Redwing Financial Llc
    Naperville, IL
  • 02/2021 → 07/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2021 → 07/2021
    Milwaukee, WI
  • 08/2021 → Present
    Lpl Financial Llc
    Downers Grove, IL
  • 01/2022 → Present
    Highpoint Advisor Group, Llc
    Downers Grove, IL
Previous Registrations
Other Businesses

1)10/18/2021 - HighPoint Advisor Group, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) . 2) 01/27/2022 - HighPoint Planning Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/26/2022 - 5 Hrs/Mth - 5 Hrs During Trading. 3) 09/30/2022 - Professional Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:8/12/2021 . 4) 09/16/2025 - HighPoint Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:10/18/2021 - 40 Hrs/Mth - 40 Hrs During Trading.I provide administrative support to HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-08
  • S66 Uniform Combined State Law Examination
    2014-09-08

View on SEC IAPD

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