Erik Joshua Ott

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Richmond, VA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Midlothian, VA

Other Businesses

Business Ownership; Monroe Lane, LLC; Owner; Manage Ameriprise Business; 1 Park West Circle, Suite 208, Midlothian, VA, 23114; Investment-Related; 04/30/2025; 60 hours per month; 60 during trading hours. Outside Employment; Monroe Lane, LLC; Owner; Manage advisory business; 1 Park West Circle, Suite 208, Midlothian, VA, 23114; Investment-Related; 04/30/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2015-11-21