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Trae Austin Samuel Urie

Ubs Financial Services Inc.

St. Petersburg, FL

Largo, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-05-17
TX RA APPROVED 2018-01-25
FL RA APPROVED 2016-11-14
  • SC RA
    APPROVED
    Since 2023-05-17
  • TX RA
    APPROVED
    Since 2018-01-25
  • FL RA
    APPROVED
    Since 2016-11-14

Branch Locations

150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States

Largo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. St. Petersburg FL 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-05
  • S66 Uniform Combined State Law Examination
    2016-08-05

View on SEC IAPD

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