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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-11 |
| WA | RA | APPROVED | 2018-09-24 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2018 | 08/2018 |
| Northwestern Mutual Investment Services Llc | Farmingdale | NY | 01/2018 | 08/2018 |
| The Prudential Insurance Company Of America | Melville | NY | 06/2014 | 12/2017 |
| Pruco Securities Llc | Melville | NY | 06/2014 | 12/2017 |
| Fisher Investments | Camas | WA | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-26 |
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