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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-16 |
Branch Locations
6500 International Parkway Suite 2050, Plano, TX 75093 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Dallas | TX | 11/2016 | 12/2017 |
| University Of Arkansas | Fayetteville | AR | 08/2015 | 04/2017 |
| Fisher Investments | Plano | TX | 01/2018 | Present |
the name of the other business; McKay Bentley LLC whether the business is investment-related ; No the address of the other business; 13900 Noel Rd Unit 305, Dallas, TX 75240 the nature of the other business; Retail your position; Managing Member title, or relationship with the other business; Managing Member the start date of your relationship; 03/01/2025 the approximate number of hours/month you devote to the other business; 40 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Started a floral company with my wife. I am responsible for the legal and accounting items only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-19 |
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