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Diana Claire Zappitelli-Ridenour

Cetera Investment Advisers LLC

Concord, OH

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-05

Branch Locations

9946 Johnnycake Ridge Road, Concord, OH 44077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Concord OH 06/2014 09/2025
Zappitelli Financial Services Concord OH 01/2011 09/2017
Zappitelli Financial Services Concord OH 01/2011 Present
Avantax Insurance Agency, Llc Concord TX 11/2019 09/2025
Avantax Advisory Services Concord OH 01/2024 09/2025
Cetera Wealth Services, Llc Concord OH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/2014 → 09/2025
    Avantax Investment Services, Inc.
    Concord, OH
  • 01/2011 → 09/2017
    Zappitelli Financial Services
    Concord, OH
  • 01/2011 → Present
    Zappitelli Financial Services
    Concord, OH
  • 11/2019 → 09/2025
    Avantax Insurance Agency, Llc
    Concord, TX
  • 01/2024 → 09/2025
    Avantax Advisory Services
    Concord, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Concord, OH
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-09-23 → 2025-09-05
    Avantax Advisory Services
    Concord, OH
    Dallas, TX
Other Businesses

1) Zappitelli Financial Services 9946 Johnnycake Ridge Road Concord OH 44077 Accounting Tax Preparation/Accounting~1/1/2011~160hrs~0hrs~Bookkeeping, Tax Preparation, Payroll Processing 2) ZAPP 5 INC POSITION: Treasurer NATURE: Zapp 5 Inc is a business that my siblings and I started in the hopes to one day in the future purchase a commercial property and collect rent from said property. We, last week, decided to purchase a background check machine and begin doing background check fingerprinting to the public. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2020 ADDRESS: 9946 Johnnycake Ridge Road, Concord OH 44077, DESCRIPTION: I am the Treasurer of Zapp 5 Inc. I do the bank deposits, bookkeeping and will pay any and all bills associated with the business. 3) FINGERPRINTING AND BACKGROUND CHECKS POSITION: 20% owner NATURE: We provide Ohio and FBI fingerprinting and background checks to the public as well as business during the hiring process. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/25/2020; ADDRESS: 9946 Johnnycake Ridge Road, Concord OH 44077, I am the Treasurer so I do the deposits, bill paying and bookkeeping. 4) DIANA ZAPPITELLI RIDENOUR INC POSITION: President NATURE: Reporting investment commission on Avantax on this SCORP INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/25/2022; 9946 Johnnycake Ridge Road, Concord OH 44077, Just filing a tax return. 5) THE RIDENOUR FAMILY MANAGEMENT GROUP POSITION: OWNER NATURE: The management of employment and wealth for the family members of the Ridenour Family INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/26/2023 ADDRESS: 10939 Ellison Creek Drive, Concord OH 44077, United States DESCRIPTION: Bookkeeping and run payroll

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-20
  • S66 Uniform Combined State Law Examination
    2024-09-20
Other Names
  • Diana Claire Zappitelli

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