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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-05 |
Branch Locations
9946 Johnnycake Ridge Road, Concord, OH 44077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Concord | OH | 06/2014 | 09/2025 |
| Zappitelli Financial Services | Concord | OH | 01/2011 | 09/2017 |
| Zappitelli Financial Services | Concord | OH | 01/2011 | Present |
| Avantax Insurance Agency, Llc | Concord | TX | 11/2019 | 09/2025 |
| Avantax Advisory Services | Concord | OH | 01/2024 | 09/2025 |
| Cetera Wealth Services, Llc | Concord | OH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Zappitelli Financial Services 9946 Johnnycake Ridge Road Concord OH 44077 Accounting Tax Preparation/Accounting~1/1/2011~160hrs~0hrs~Bookkeeping, Tax Preparation, Payroll Processing 2) ZAPP 5 INC POSITION: Treasurer NATURE: Zapp 5 Inc is a business that my siblings and I started in the hopes to one day in the future purchase a commercial property and collect rent from said property. We, last week, decided to purchase a background check machine and begin doing background check fingerprinting to the public. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2020 ADDRESS: 9946 Johnnycake Ridge Road, Concord OH 44077, DESCRIPTION: I am the Treasurer of Zapp 5 Inc. I do the bank deposits, bookkeeping and will pay any and all bills associated with the business. 3) FINGERPRINTING AND BACKGROUND CHECKS POSITION: 20% owner NATURE: We provide Ohio and FBI fingerprinting and background checks to the public as well as business during the hiring process. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/25/2020; ADDRESS: 9946 Johnnycake Ridge Road, Concord OH 44077, I am the Treasurer so I do the deposits, bill paying and bookkeeping. 4) DIANA ZAPPITELLI RIDENOUR INC POSITION: President NATURE: Reporting investment commission on Avantax on this SCORP INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/25/2022; 9946 Johnnycake Ridge Road, Concord OH 44077, Just filing a tax return. 5) THE RIDENOUR FAMILY MANAGEMENT GROUP POSITION: OWNER NATURE: The management of employment and wealth for the family members of the Ridenour Family INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/26/2023 ADDRESS: 10939 Ellison Creek Drive, Concord OH 44077, United States DESCRIPTION: Bookkeeping and run payroll
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-20 |
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