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Trevor Owen Mason

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Newport, RI

Dallas, TX

Newport, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-23
RI RA APPROVED 2015-08-19
  • TX RA
    APPROVED
    Since 2015-11-23
  • RI RA
    APPROVED
    Since 2015-08-19

Branch Locations

3400 Pawtucket Ave Central Business Review Unit, Riverside, RI 02915 • United States

Newport, RI • United States

901 Main St Central Business Review Unit, Dallas, TX 75202 • United States

Newport, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-18
  • S66 Uniform Combined State Law Examination
    2015-08-18

View on SEC IAPD

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