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4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-25 |
Branch Locations
150 S. Warner Road Suite 201, King Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Portin Hoffmann Financial Group | Horsham | PA | 01/2015 | 08/2019 |
| Janney Montgomery Scott, Llc | Philadelphia | PA | 08/2019 | 04/2022 |
| Oppenheimer & Co. Inc. | New York | NY | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-02-05 |
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