Christopher Michael Schommer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-27
CO	RA	APPROVED	2023-06-23

TX RA
APPROVED_RES

Since 2023-06-27
CO RA
APPROVED

Since 2023-06-23

Branch Locations

Windsor, CO • United States

123 N College Ave Ste 112, Fort Collins, CO 80524 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	Fort Collins	CO	06/2014	06/2017
Various Insurance Carriers For W&R Insurance Agencies	Fort Collins	CO	10/2014	06/2017
Unemployed	San Diego	CA	06/2017	09/2017
Lpl Financial, Llc	San Diego	CA	10/2017	04/2020
Unemployed	Boulder	CO	04/2020	05/2020
Impact Wealth	Boulder	CO	05/2020	01/2022
Lion Street Financial	Boulder	CO	05/2020	01/2022
Lion Street Advisors	Boulder	CO	05/2020	01/2022
Ruesch, Biddle, Larson, & Ratliff, Cpas, Llc	Greeley	CO	01/2022	06/2023
Lpl Financial	Fort Collins	CO	06/2023	Present

06/2014 → 06/2017

Waddell & Reed, Inc

Fort Collins, CO
10/2014 → 06/2017

Various Insurance Carriers For W&R Insurance Agencies

Fort Collins, CO
06/2017 → 09/2017

Unemployed

San Diego, CA
10/2017 → 04/2020

Lpl Financial, Llc

San Diego, CA
04/2020 → 05/2020

Unemployed

Boulder, CO
05/2020 → 01/2022

Impact Wealth

Boulder, CO
05/2020 → 01/2022

Lion Street Financial

Boulder, CO
05/2020 → 01/2022

Lion Street Advisors

Boulder, CO
01/2022 → 06/2023

Ruesch, Biddle, Larson, & Ratliff, Cpas, Llc

Greeley, CO
06/2023 → Present

Lpl Financial

Fort Collins, CO

Previous Registrations

2020-05-15 → 2022-01-14

Lion Street Advisors, Llc

Austin, TX

Boulder, CO
2017-10-11 → 2020-04-06

Lpl Financial Llc

San Diego, CA
2014-08-13 → 2017-06-21

Waddell & Reed

Ft. Collins, CO

Las Vegas, NV

Other Businesses

1- 06/2023 / AGR Tax LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related 2- 06/2023 / AGR Wealth LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 120 HRS MNTH/ 6 HRS Trading/ 75 Time Spnt Prcnt 3- 06/2023 / AGR Holdings, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related 4- 06/2023 / AGR Insurance LLC / Insurance Agency / Investment Related / 2 HRS MNTH / 1 HRS Trading 5- 06/2023 / Advisor group of the Rockies / DBA for LPL Business (entity for LPL business) / Investment Related 6- 06/2023 / CPA Group of the Rockies / Tax Prep/Accounting/CPA / Investment Related / 40 HRS Mnth / 2 HRS Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-13

S66 Uniform Combined State Law Examination

2014-08-13

Other Names

Chris Schommer

View on SEC IAPD