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Alexander Dimitri Awad

Ubs Financial Services Inc.

Ponte Vedra Beach, FL

West Ponte Vedra Beach, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-18
FL RA APPROVED 2021-03-05
  • TX RA
    APPROVED
    Since 2021-10-18
  • FL RA
    APPROVED
    Since 2021-03-05

Branch Locations

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

West Ponte Vedra Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup San Francisco CA 07/2018 01/2021
Ubs Private Wealth Management Ponte Vedra Beach FL 06/2017 08/2017
Case Western Reserve University Cleveland OH 08/2017 05/2018
Case Western Reserve University Cleveland OH 08/2016 05/2017
Ubs Financial Services Inc. Vedra FL 01/2021 Present
  • 07/2018 → 01/2021
    Citigroup
    San Francisco, CA
  • 06/2017 → 08/2017
    Ubs Private Wealth Management
    Ponte Vedra Beach, FL
  • 08/2017 → 05/2018
    Case Western Reserve University
    Cleveland, OH
  • 08/2016 → 05/2017
    Case Western Reserve University
    Cleveland, OH
  • 01/2021 → Present
    Ubs Financial Services Inc.
    Vedra, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-04
S63 Uniform Securities Agent State Law Examination 2018-08-07
  • S66 Uniform Combined State Law Examination
    2021-03-04
  • S63 Uniform Securities Agent State Law Examination
    2018-08-07

View on SEC IAPD

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Other Investors

SCOTT DOUGLAS CONROY
GALE RUSSELL CREIGHTON
DEAN EDWARD MCQUIDDY
DAVID ANDREW FURFINE
WILLIAM MARC DAVIS
DAVID ADAM SIEGEL
PATRICK ALAN RILEY
LORI DENISE BAYLER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PONTE VEDRA BEACH, FL
SAWGRASS ASSET MANAGEMENT LLC · PONTE VEDRA BEACH, FL
CORAL REEF ADVISORS LLC · PONTE VEDRA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Ponte Vedra Beach, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra Beach, FL
KESTRA ADVISORY SERVICES, LLC · Ponte Vedra Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PONTE VEDRA BEACH, FL
J.P. MORGAN SECURITIES LLC · Ponte Vedra Beach, FL

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