Helen Elizabeth Wang

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → 08/2023
  Jpmorgan Chase Bank Na
  Los Angeles, CA
• 11/2022 → 08/2023
  Jpmorgan Securities Llc
  Los Angeles, CA
• 03/2018 → 10/2022
  Jpmc Hong Kong Branch
  Hong Kong
• 07/2016 → 02/2018
  Jpmorgan Chase Bank Na
  New York, NY
• 09/2023 → 11/2025
  Citigroup
  New York, NY
• 12/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2023-10-13 → 2025-11-18
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
• 2022-11-29 → 2023-09-15
  J.P. Morgan Securities Llc
  Los Angeles, CA

Other Businesses

I*4008270 Entity Type: Charitable Name of OBA: New York University Address: New York, New York, 10003 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2026 Number of Hours: 12, Yearly Number of Hours during trading: 0 Duties: The Violet Leadership Circle (VLC10) is NYU's premier recent alumni donor recognition society, celebrating graduates of the last ten years who contribute $250 or more annually to support the area of NYU that means the most to them. Quarterly meetings to discuss how to promote Violet Leadership Circle to recent alumni

Exams

• S66 Uniform Combined State Law Examination
  2022-11-14

Other Names

• Vivian Wang
• Helen Wang
• Helen Elizabeth Wang